by: hippocratesfatherofmedicine (M/Cos, Greece)
11/15/00 2:06 am
Msg: 43247 , 43248

 I will not disagree nor agree for we are dealing in to many hypothesis without facts to form an
 accurate conclusion. The shorts and options traders may simply be taking advantage of Enzo
 being a targeted stock. Professional shorts possibly have a more realistic expectation as to
 historical time frames for drug development, etc. (science is slow) and have better models for
 determining fair market value - they could simply be taking advantage of over enthusiasm in
 Enzo's science - hedge funds have certainly increased in number with regards to ownership
 in Enzo - and as tightly as Enzo is traded they don't have to dump many shares to affect the
 option and stock prices.

 I think a hedge fund formula is very simple and straight forward - we locate a thinly traded
 science stock - wait for an announcement of phase I and enter a position at the 200 day
 moving average - when it goes above it they short it - knowing full well that they can play this
 game until at least the announcement of phase III - in between they have lots of meaningless
 announcements to take advantage of what is a three to five year process that 80% of
 companies fail (never get to phase III or completion) What better odds can you get?

 Many studies have suggested that short selling helps to establish price equilibrium. With
 options the actions of option buyers and sellers can drive the price to its optimal level more
 quickly. It is theoretically more likely, therefore, that the option price will reflect fair value.

 PRICING AN OPTION DETERMINING "FAIR VALUE"

 Just like a share price, an option’s price is determined by market forces. But there are more
 factors which affect the option price than affect the underlying stock market. With the
 underlying stock, the market view is dictated by sentiment, fundamentals and technical
 factors. With options and warrants, all those are relevant, but there is more besides.

 The option premium is determined by five factors:

 1. Underlying Stock Price

 The underlying stock price is normally the most significant factor affecting the price of an
 option. All the elements affecting the price of a stock quite clearly affect the price of the
 option as well.

 As mentioned earlier, in-the-money options enable holders to buy or sell the underlying
 shares at a better price than the prevailing market price. They therefore cost more than the
 equivalent at-the-money and out-of-the-money options because there is more value
 embedded in them. And whether an option is in-the-money depends solely on the underlying
 price because the strike price is fixed.

 The difference between the strike price of an in-the-money option and the market price of the
 underlying stock is called the intrinsic value. For example, a call option with a strike price of
 $45 when the underlying market price is $50 has an intrinsic value of $5. However, it is likely
 that the option in this case will trade for more than $5. Even out-of-the-money and
 at-the-money options, which have no intrinsic value, will probably have some value. This is
 because there are other factors giving value to the option. These are called "extrinsic" factors
 (or "time value" factors). The extrinsic factors are time until expiration, dividend expectation,
 interest rate and volatility.

 2. Time Until Expiration

 All other things being equal, the value of an option will diminish as the option approaches
 expiry, and the rate at which it diminishes will be faster the closer it gets to expiry so that
 close-to-expiry, out-of-the-money options can lose their value very quickly. It is for this reason
 that an option is often referred to as a "wasting asset" and that an option is said to suffer
 "time decay" -- the decline in time value.

 3. Dividend Expectation n/a

 4. Interest Rate n/a

 5. Volatility

 At any time, the above four factors -- underlying price, time to expiration, dividends and
 interest rate -- are all either known objectively or can generally be estimated with reasonable
 accuracy.

 Nevertheless, two options series for which all these factors are the same can, and generally
 will, trade at different -- sometimes significantly different -- premiums. Why should this be?

 The answer lies in the concept of "risk". If one option series trades at a different premium
 from another, it is likely that the more expensive one represents more risk to an option writer
 than the other. The degree of risk is the probability that the price of the underlying stock will
 move, within the life of the option, from its present value to a point where the option writer
 incurs losses. The greater the probability that this will happen, the greater the risk and hence
 the higher the option price. By the same token, the option buyer will pay a higher price for the
 bigger probability that the underlying stock will move in the buyer’s favour.

 The degree of expected fluctuation in the underlying stock price determines the extent of the
 risk. The measure of this fluctuation is most commonly referred to as "volatility". Implicit in
 any option price are assumptions about the likely volatility of the stock. For this reason, one
 generally speaks of the "implied volatility" of the option, i.e. the likely volatility of the
 underlying stock is "implied" by the option price.

 Expressed as a percentage, implied volatility is closely monitored by option market users as
 a vital indicator. Indeed, professional options traders are more likely to discuss option prices
 in terms of implied volatility than in terms of dollars and cents.

 Volatility, therefore, is the "mystery" factor which determines the options value, after taking
 all the known factors into account. It reflects the market’s view of how unstable the price of
 the underlying asset will be. The more unstable the asset, the higher the premium that
 should be paid to secure an option over that asset i.e. the higher the implied volatility.